WebApr 14, 2024 · Bloomberg reports that Commodity Futures Trading Commission (CFTC) Chairman Rostin Behnam accused crypto exchange Binance of intentionally breaking regulatory rules during an event hosted by ... WebRegulation 37.205 Related to Post-Execution Allocation Information at 2 (Oct. 31, 2024) (‘‘CFTC Staff Letter No. 17–54’’); CFTC Staff Letter No. 15– 26, Division of Market …
eCFR :: 17 CFR Part 37 -- Swap Execution Facilities / NM RLD
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eCFR :: 17 CFR 37.1501 -- Chief compliance officer.
WebApr 14, 2024 · The BoE signed an agreement with the U.S. Commodities and Futures Trading Commission (CFTC) in 2024 to share information, and Friday’s announcement … WebeCFR :: 17 CFR Part 37 -- Swap Execution Facilities - 17 CFR Part 23 ... ... Site Receive Web§ 37.1501 Chief compliance officer. (a) Definitions. For purposes of this part, the term - Board of directors means the board of directors of a swap execution facility, or for those swap execution facilities whose organizational structure does not include a board of … c. How the timing delay described under § 37.9 of the Commission's regulations is … § 37.1500 Core Principle 15 - Designation of chief compliance officer. ... § 37.1501 … (a) In general. Each swap execution facility shall designate an individual to serve as … cpt 88341 needs a primary code